How Much Does an Investment Advisor or Broker-Dealer Bond Cost in New Jersey?
Investment Advisor / Broker-Dealer Bond
$35,000 Bond
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What Does an Investment Advisor or Broker-Dealer Bond Protect Against?
The bond ensures professional and ethical conduct related to the sensitive financial job functions of handling clients' funds and securities. The surety bond protects customers against financial losses in the event that the advisor mishandles clients' funds or securities, or violates other securities regulations.