Skip Navigation

Virginia Broker Dealer or Investment Advisor Surety Bond

Virginia Broker Dealer or Investment Advisor Surety Bond

Get Your Free Quote

Who Requires the Broker Dealer or Investment Advisor Surety Bond and Why Is It Needed?

Tablet. Investment Advisor / Broker-Dealer Bond for those licensed to provide consumers with investment advice and financial planning.

A Broker Dealer's Surety Bond or an Investment Advisor's Surety Bond is required in Virginia for those applying to the State Corporation Commission of the Commonwealth of Virginia for registration or renewal of registration as an investment advisor or broker dealer pursuant to the Securities Act (Chapter 5, Title 13.1, Code of Virginia (1950). The bond is conditioned upon the discharge of all obligations as a broker dealer or investment advisor registered under the Securities Act. The surety bond also guarantees that the bonded principal accounts for all client funds and securities handled, performs all business contracts, and satisfies any civil penalties as provided in the Virginia Securities Act.

How Much Will My Surety Bond Cost?

Take 2 minutes to provide the basic information required to get the best rates for your Virginia Broker Dealer or Investment Advisor Surety Bond. The quote request is free and there is no obligation to you. If you prefer, please call 1‐800‐608‐9950 to speak with one of our friendly bond experts. We can help guide you through the bonding process and identify the lowest cost in the market for your situation.

If you are interested in spreading out the cost of your bond over time, we can offer convenient financing plans for many types of surety bonds. More information will be provided with your quote.

List of Virginia surety bonds.

BBB A+ Rating
SSL site seal - click to verify