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Ohio Securities Dealer Bond

Ohio Securities Dealer Bond

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Who Requires the Securities Dealer Bond and Why Is It Needed?

Tablet. Investment Advisor / Broker-Dealer Bond for those licensed to provide consumers with investment advice and financial planning.

A Securities Dealer Bond is a type of surety bond required for those making application to the Division of Securities, Department of Commerce of the State of Ohio, for a license to conduct business as a Dealer under Chapter 1707.15 of the Ohio Revised Code. The surety bond ensures faithful observance of the rules and regulations and all the statutory provisions regulating dealers under Chapter 1707.15 of the Ohio Revised Code. This surety bond also guarantees payment of all legal claims arising out of violations of the statutes, rules and regulations.

How Much Will My Surety Bond Cost?

Take 2 minutes to provide the basic information required to get the best rates for your Ohio Securities Dealer Bond. The quote request is free and there is no obligation to you. If you prefer, please call 1‐800‐608‐9950 to speak with one of our friendly bond experts. We can help guide you through the bonding process and identify the lowest cost in the market for your situation.

If you are interested in spreading out the cost of your bond over time, we can offer convenient financing plans for many types of surety bonds. More information will be provided with your quote.




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