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District of Columbia Investment Advisor / Broker-Dealer Bond

District of Columbia Investment Advisor / Broker-Dealer Bond

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Who Requires the Investment Advisor / Broker-Dealer Bond and Why Is It Needed?

Tablet. Investment Advisor / Broker-Dealer Bond for those licensed to provide consumers with investment advice and financial planning.

The Department of Insurance, Securities and Banking of the District of Columbia requires that investment advisers and broker-dealers furnish a surety bond to guarantee professional conduct and compliance with the rules and regulations set out by the District. The surety bond is commonly required in an amount, or coverage of $10,000 and is issued for the benefit of the District of Columbia or those financially damaged due to fraud or other violations on the part of the bonded principal.

How Much Will My Surety Bond Cost?

Take 2 minutes to provide the basic information required to get the best rates for your District of Columbia Investment Advisor / Broker-Dealer Bond. The quote request is free and there is no obligation to you. If you prefer, please call 1‐800‐608‐9950 to speak with one of our friendly bond experts. We can help guide you through the bonding process and identify the lowest cost in the market for your situation.

If you are interested in spreading out the cost of your bond over time, we can offer convenient financing plans for many types of surety bonds. More information will be provided with your quote.




List of District of Columbia surety bonds.

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