Skip Navigation

Colorado Investment Adviser Bond

Colorado Investment Adviser Bond

Get Your Free Quote

Who Requires the Investment Adviser Bond and Why Is It Needed?

Tablet. Investment Advisor / Broker-Dealer Bond for those licensed to provide consumers with investment advice and financial planning.

Investment Advisers in Colorado may be subject to a surety bond requirement in order to legally operate in the state. Investment adviser with discretionary authority over client accounts or custody who do not meet the minimum adjusted net worth requirement may be required by the Colorado Division of Securities to furnish and maintain a surety bond in the penal sum or amount as set by the Division under the rules set out by the Colorado Securities Act.

How Much Will My Surety Bond Cost?

Take 2 minutes to provide the basic information required to get the best rates for your Colorado Investment Adviser Bond. The quote request is free and there is no obligation to you. If you prefer, please call 1‐800‐608‐9950 to speak with one of our friendly bond experts. We can help guide you through the bonding process and identify the lowest cost in the market for your situation.

If you are interested in spreading out the cost of your bond over time, we can offer convenient financing plans for many types of surety bonds. More information will be provided with your quote.

List of Colorado surety bonds.

BBB A+ Rating
SSL site seal - click to verify