California Investment Advisor Bond
California Investment Advisor Bond Information
Investment advisors must post a surety bond as part of the licensing requirements. The bond ensures professional and ethical conduct related to the sensitive financial job functions of providing consumers with investment advice, financial planning, securities analysis, and asset protection strategies. The bond protects customers against financial losses in the event that the advisor violates fiduciary duties or license regulations.
How Much Does an Investment Advisor Bond Cost in California?
Investment Advisor Bond
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